PHLX Shareholder Information

What Happened?

On November 7th, 2007 NASDAQ OMX entered into a definitive agreement to acquire the Philadelphia Stock Exchange (PHLX). Under the terms of the agreement, NASDAQ OMX paid approximately $696 million in cash consideration for the capital stock of the Philadelphia Stock Exchange. The deal closed on July 24th, 2008.

See press release: NASDAQ OMX Group Completes Acquisition of The Philadelphia Stock Exchange

What I need to do if I am a Philadelphia shareholder?

Letter of Transmittal is a document used by a security holder to accompany certificates surrendered in an exchange or other corporate action.

Depending on what class of shares you hold please fill out the proper letter of transmittal and follow the instructions enclosed.

Letter of Transmittal - Class B

Shareholder Payment Information

Investor FAQ

Q: What is the new name for the Philadelphia Stock Exchange?

A: The new entity named NASDAQ OMX PHLX, will be part of the NASDAQ Transaction Services U.S. group. It will continue as a distinct entity alongside The NASDAQ Options Market, launched in March 2008.

Q: What do I do if I hold shares in the Philadelphia Stock Exchange (PHLX)?

A: Contact JP Morgan:

JPMorgan Chase Bank
Atnn: Escrow Processing
4 New York Plaza, 11th Fl
NY, NY 10004
1-800-318-5202

Q: Who can I contact if I have questions?

A: NASDAQ OMX Investor Relations at:

Email: investorrelations@nasdaqomx.com
Phone: 212-401-8742

Q: What is the Investor Relations website for NASDAQ OMX?

A: http://ir.nasdaqomx.com/

Q: Where can I find archived Annual Reports for the Philadelphia Stock Exchange?

A: PHLX Annual Reports