SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)
THE NASDAQ STOCK MARKET, INC.
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(Name of Issuer)
Common Stock, par value $0.01 per share
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(Title of Class of Securities)
631103
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(CUSIP Number)
February 21, 2002
March 8, 2002
August 8, 2002
August 13, 2002
August 26, 2002
October 15, 2002
----------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
| | Rule 13d-1(b)
| | Rule 13d-1(c)
|X| Rule 13d-1(d)
Page 1 of 4 Pages
SCHEDULE 13G
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CUSIP No. 631103 Page 2 of 4 Pages
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1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
The National Association of Securities Dealers, Inc.
IRS # 53-0088710
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
Not applicable (b) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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5 SOLE VOTING POWER
43,225,976
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NUMBER OF
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY ------------------------------------------------
EACH
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON
WITH 43,205,146
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8 SHARED DISPOSITIVE POWER
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
43,225,976
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
[ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
55.2%
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12 TYPE OF REPORTING PERSON
OO
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Page 2 of 4 Pages
SCHEDULE 13G
Item 1 (a) Name of Issuer:
The Nasdaq Stock Market, Inc.
Item 1 (b) Address of Issuer's Principal Executive Offices:
One Liberty Plaza
New York, New York 10006
Item 2 (a) Name of Person Filing:
The National Association of Securities Dealers, Inc.
Item 2 (b) Address of Principal Business Office:
1735 K Street, N.W.
Washington, DC 20006
Item 2 (c) Citizenship:
Delaware
Item 2 (d) Title of Class of Securities:
Common Stock, par value $0.01 per share
Item 2 (e) CUSIP Number:
631103
Item 3 Not Applicable
Item 4 Ownership:
(a) Amount Beneficially Owned: 43,225,976
(b) Percent of Class: 55.2%
(c) Number of Shares as to which the person has:
(i) Sole power to vote or to direct the vote:
43,225,976
(ii) Shared power to vote or to direct the vote:
(iii) Sole power to dispose or to direct the disposition
of: 43,205,146
(iv) Shared power to dispose or to direct the disposition
of:
Item 5 Ownership of Five Percent or Less of a Class:
Not Applicable
Page 3 of 4 Pages
Item 6 Ownership of More than Five Percent on Behalf of Another Person:
Not Applicable
Item 7 Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company or
Control Person:
Not Applicable
Item 8 Identification and Classification of Members of the Group:
Not Applicable
Item 9 Notice of Dissolution of Group:
Not Applicable
Item 10 Certification:
Not Applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: April 3, 2003
/s/ T. Grant Callery
- ----------------------------------------------
Signature
Name: T. Grant Callery
Title: Senior Vice President and General Counsel
Page 4 of 4 Pages