Nasdaq, Inc.
NASDAQ OMX GROUP, INC. (Form: 4, Received: 12/16/2009 17:04:03)
FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

HASSEN RONALD
2. Issuer Name and Ticker or Trading Symbol

NASDAQ OMX GROUP, INC. [ NDAQ ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Senior Vice President
(Last)          (First)          (Middle)

ONE LIBERTY PLAZA
3. Date of Earliest Transaction (MM/DD/YYYY)

12/14/2009
(Street)

NEW YORK, NY 10006
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share   12/14/2009     F    563   D $19.93   67473   (1) D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy)   $7.35                      (2) 11/15/2014   Common Stock   50000     50000   D    
Employee Stock Option (Right to Buy)   $8.5                      (3) 7/29/2013   Common Stock   25000     25000   D    
Employee Stock Option (Right to Buy)   $9.15                      (4) 2/18/2014   Common Stock   25000     25000   D    
Employee Stock Option (Right to Buy)   $25.07                      (5) 12/17/2018   Common Stock   15176     15176   D    
Employee Stock Option (Right to Buy)   $35.92                      (6) 12/13/2016   Common Stock   8766     8766   D    
Employee Stock Option (Right to Buy)   $45.38                      (7) 12/12/2017   Common Stock   9025     9025   D    

Explanation of Responses:
( 1)  Represents (i) 60,142 shares or units of restricted stock granted under The NASDAQ OMX Group, Inc. Equity Incentive Plan, of which 5,374 shares have vested and (ii) an additional 7,331 shares of common stock purchased pursuant to The NASDAQ OMX 2000 Employee Stock Purchase Plan.
( 2)  Options vested as to 100%.
( 3)  Options vested as to 100%.
( 4)  Options vested as to 100%.
( 5)  Options exercisable on December 17, 2012, subject to accelerated vesting on December 17, 2011, or extension of vesting until December 17, 2013, depending on the achievement of performance goals.
( 6)  Options vested as to 50%. Remaining 50% exercisable on December 13, 2010.
( 7)  Options exercisable on December 12, 2010.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
HASSEN RONALD
ONE LIBERTY PLAZA
NEW YORK, NY 10006


Senior Vice President

Signatures
/s/ Edward S. Knight, by power of attorney 12/16/2009
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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